Dietary Supplement Ingredient — Mistaking §1.511 for §1.502

Applying Standard Food FSVP to a Supplement — a Structural Error

Cause: §1.511 requirement missed FSVP remediation demanded Prevention: Confirm the supplement-specific rule in advance

Situation

A company importing a Korean dietary-supplement ingredient (red ginseng extract) followed a generic FSVP guide and diligently documented its hazard analysis, supplier evaluation, and verification activities in English.

Problem

During an FDA FSVP inspection, the company was cited for having no review record of whether the supplier complies with 21 CFR Part 111 (CGMP). The generic food-FSVP guide the file was built on simply never included the CGMP-compliance check that the supplement-specific provision (§1.511) requires.

Timeline

  • FDA inspection requested
  • After review — cited for missing a CGMP (Part 111) compliance-verification record under §1.511
  • Remediation period — supplier's CGMP audit report requested, existing FSVP file updated
  • After submission — conditional approval, updated FSVP standard applied starting with the next shipment

Losses

Time spent on remediationDelay from re-requesting the supplier's CGMP documents
📌 Supplement FSVP = §1.511 + confirming CGMP Part 111 compliance. Don't reuse a generic food FSVP template as-is.

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